-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKqcUhw5xC3KIhFOSD7J+8ryQUGQdo60DorAXSPSV3EEkO/JtcUnQsWPm/T3vm6U 3yFOrp/2OrUn0wFshSX6/w== 0000950144-96-000688.txt : 19960228 0000950144-96-000688.hdr.sgml : 19960228 ACCESSION NUMBER: 0000950144-96-000688 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960227 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAI SYSTEMS CORP CENTRAL INDEX KEY: 0000760436 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 222554549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38111 FILM NUMBER: 96526175 BUSINESS ADDRESS: STREET 1: 9600 JERONIMO RD CITY: IRVINE STATE: CA ZIP: 92718 BUSINESS PHONE: 7145800700 MAIL ADDRESS: STREET 1: 9600 JERONIMO RD CITY: IRVINE STATE: CA ZIP: 92717 FORMER COMPANY: FORMER CONFORMED NAME: MAI BASIC FOUR INC DATE OF NAME CHANGE: 19901205 FORMER COMPANY: FORMER CONFORMED NAME: BSIC SUBSIDIARY INC DATE OF NAME CHANGE: 19850106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEBOW BENNETT S CENTRAL INDEX KEY: 0001005790 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O BROOKE GROUP LTD STREET 2: 100 SOUTHEAST SECOND STREET 32RD FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055798000 MAIL ADDRESS: STREET 1: C/O BROOK GROUP LTD STREET 2: 100 SOUTHEAST SECOND STREET 32RD FLOOR CITY: MIAMI STATE: FL ZIP: 33131 SC 13D/A 1 BENNETT S. LEBOW SCHEDULE 13D/A 2/22/96 1 OMB APPROVAL OMB NUMBER: 3235-0145 EXPIRES: OCTOBER 31, 1997 ESTIMATED AVERAGE BURDEN HOURS PER FORM........14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6)* MAI SYSTEMS CORPORATION ----------------------- (NAME OF ISSUER) COMMON STOCK, $.01 PAR VALUE ---------------------------- (TITLE OF CLASS OF SECURITIES) 552620 20 5 ----------- (CUSIP NUMBER) MARC N. BELL, C/O BROOKE GROUP LTD., 100 S.E. SECOND STREET, ------------------------------------------------------------ MIAMI, FL 33131 (305) 579-8000 ------------------------------ (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) February 22, 1996 -------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 552620 20 5 SCHEDULE 13D PAGE 2 OF 4 PAGES 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person BENNETT S. LEBOW - -------------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------------------------------------------- 4 Source of Funds* - -------------------------------------------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 Citizenship or Place of Organization UNITED STATES ===================================================================================================================== Number of 7 Sole Voting Power 1,652,433 - -------------------------------------------------------------------------------------------------------------------- Shares 8 Shared Voting Power --- - -------------------------------------------------------------------------------------------------------------------- Beneficially 9 Sole Dispositive Power Owned by Each 1,652,433 - -------------------------------------------------------------------------------------------------------------------- Reporting Person 10 Shared Dispositive Power --- With ==================================================================================================================== 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,652,433 - -------------------------------------------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - ------------------------------------------------------------------------------------------------------------------- - - 13 Percent of Class Represented by Amount in Row (11) 24.7% - -------------------------------------------------------------------------------------------------------------------- 14 Type of Reporting Person* IN ====================================================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 CUSIP NO. 552620 20 5 SCHEDULE 13D PAGE 3 OF 4 PAGES PRELIMINARY STATEMENT: This Amendment No. 6 supplements the Schedules 13D filed severally by, among others, Bennett S. LeBow (the "Reporting Person") with the Securities and Exchange Commission on April 25, 1994, as previously amended by Consolidated Amendments Nos. 1-2 and Amendments Nos. 3-5 thereto (as amended, the "Schedule 13D"), relating to the common stock, par value $.01 per share (the "Common Stock"), of MAI Systems Corporation, a Delaware corporation ("MAI"). Unless otherwise defined herein, all terms used herein shall have the meanings ascribed to them in the Schedule 13D. Item 5 is hereby amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of February 27, 1996, the Reporting Person was the beneficial owner of 1,652,433 shares of Common Stock (the "Shares"), which constituted approximately 24.7% of the 6,686,179 shares of Common Stock outstanding as of October 31, 1995 (as reported in MAI's quarterly report on Form 10-Q for the quarterly period ended September 30, 1995). (b) The Reporting Person directly exercises voting power and dispositive power over 1,027,401 of the Shares, and indirectly exercises voting power and dispositive power over the remainder of the Shares through LeBow Family Partnership 1993, Ltd., a Florida limited partnership. (c) The Reporting Person effected the following transactions in the Common Stock during the past sixty days:
Trade Date Nature of Transaction Quantity Price Per Share ($) ---------- --------------------- -------- ------------------- 01/11/96 AMEX - Disposition 5,000 6.87 01/11/96 AMEX - Disposition 5,000 6.75 01/12/96 AMEX - Disposition 5,000 6.75 01/15/96 AMEX - Disposition 5,000 6.75 01/15/96 AMEX - Disposition 5,000 6.75 01/15/96 AMEX - Disposition 5,000 6.75 01/16/96 AMEX - Disposition 5,000 6.75 01/16/96 AMEX - Disposition 10,000 6.75 02/12/96 AMEX - Disposition 6,000 6.50 02/13/96 AMEX - Disposition 10,000 6.50 02/14/96 AMEX - Disposition 5,000 7.12 02/14/96 AMEX - Disposition 5,000 7.37 02/14/96 AMEX - Disposition 5,000 7.00 02/14/96 AMEX - Disposition 2,800 7.12 02/14/96 AMEX - Disposition 500 7.12 02/14/96 AMEX - Disposition 400 7.37 02/15/96 AMEX - Disposition 5,000 7.12 02/16/96 AMEX - Disposition 4,300 7.37 02/22/96 AMEX - Disposition 250,100 6.75 02/22/96 AMEX - Disposition 2,500 6.87
4 CUSIP NO. 552620 20 5 SCHEDULE 13D PAGE 4 OF 4 PAGES Item 6 is hereby amended as follows: ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER As of February 27, 1996, the Reporting Person has pledged, among other securities, approximately 1,027,401 of the Shares to U.S. Clearing Corp. as security for a margin loan in the amount of approximately $8.6 million. SIGNATURE After reasonably inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 27, 1996. BENNETT S. LEBOW By: /s/Bennett S. LeBow ---------------------------------- Bennett S. LeBow -----END PRIVACY-ENHANCED MESSAGE-----